Can Investment Fraud Lawyers Recover Illegitimate Losses?

We’re also happy to refer cases we don’t handle to competent and trustworthy attorneys in our large and varied network. We have the legal experience, the securities industry background, and regulatory knowledge and experience to help you even the playing field and obtain the maximum financial recovery of your investment. We can help investors nationwide with exceptional personal service whether you are meeting us in person or virtually. At SSEK Law Firm, our investment fraud attorneys assess your case to ensure you get back what is rightly yours. Essentially these kinds of bonds turn the bank into an intermediary between the homebuyer and the investment company. The investor buying mortgage-backed security is lending the money in question to the homebuyers.

However, many new and inexperienced investors easily fall victim to investment fraud. Sometimes it is because you are misled into unsuitable investment options by a financial advisor or stockbroker. Our law firm has been in existence for more than 65 years, and is recognized as one of the preeminent law firms in the United States. Based on law firm verdicts and settlements exceeding $30 billion, our securities fraud lawyers are committed to seeking justice for the victims of investment fraud and misconduct. The misrepresentation or omission of investment information by a financial advisor or broker may be an intentional act of fraud or due to negligence. In some circumstances, investors may buy so-called junk bonds, which are high-interest, high-risk corporate bonds.

Stock Loss Lawyer

When you retain our firm to represent you in a FINRA arbitration claim you don’t pay us anything up-front or out of pocket. Rather, we only take a fee if we successfully recover money for you. For this reason, below we have addressed some of the most frequently asked questions our clients have had regarding stock loss and broker misconduct. If your concerns have not been answered on this page, you can discuss your questions with your attorney during your free consultation. Selling Away – If you have been sold a security that the brokerage firm that employs your broker does not hold or otherwise offer, your stockbroker has been inappropriately selling away.

Additionally, under the Investment Advisers Act of 1940, firms who receive compensation for advising others about securities investments must register with the SEC and conform to certain regulations. We know selecting an attorney to take on your investment fraud case is no easy task. Here are a few reasons why we think the Law Offices of Robert Wayne Pearce, P.A., is the investment fraud law firm for you. Kiromic BioPharma class action lawsuit to securities fraud, companies also engage in other deceptive conduct. When a company needs money it will often sell new securities to the public by making a public offering. Failure to properly disclose pertinent information is against the law and is a violation of Section 11 of the Securities Act of 1933.

What Are My Rights as a Customer of a Financial Advisor?

To be a suitable investment, a firm’s investment strategy must be appropriate for the client’s objectives and means. The client must be in the right situation financially to take on the risk of the investment, or the investment will be considered unsuitable. This law requires investors to receive relevant and significant information about the securities offered for public sale. It also prohibits fraud, such as deceit and misrepresentations, in the sale of securities. Simply stated, it’s the only place you can get an objective, honest viewpoint. Investors should seek help from an experienced securities lawyer because, simply stated, they have nobody else to turn to who’s objective.

Find out if you have a case against your broker by calling Erez Law orfilling out our online contact formto get in touch. A dedicated investment fraud lawyer of our team will return your call and collect more information about your situation.Our consultations are always free, confidential, and protected by the attorney-client privilege. Some financial advisors and brokers also make improper use of margin accounts to purchase speculative or volatile stocks, or tread margin accounts as lines of credit. Our investment fraud lawyers at Shepherd Smith Edwards and Kantas, LLP have worked with many investors across the United States.

Investors Should Not Pay for Investment Fraud or Mistakes by Financial Advisors and Broker

If you choose not to do this, the broker must get your permission for each separate trade before making it. An experienced stockbroker misconduct attorney can help you file claims if you have experienced unauthorized trading. Investments can be a great way to achieve your long-term financial goals. However, the investing world can be challenging to navigate, especially avoiding investment fraud.

Corporate Misconduct Lawyers

For firms, a false or inaccurate disclosure could lead to a claim of defamation. When UBS Lawyers laughingly offered me zero to settle the dispute, Bob became even more determined to prove everybody wrong. Bob was extremely prepared, and always a step ahead of the opposing attorneys throughout the arbitration. In the end, Bob and I had the last laugh when the arbitrators awarded me almost 6 million dollars.

The misrepresentation or omission of material information regarding an investment that results in losses may be considered a breach of fiduciary duty, and victims of this form of investment fraud may be able to recover their losses. Investors seek out the advice of brokerage and investment firms with the expectation that their brokers will act in their best interests with the goal of maximizing their portfolio returns. When a stock broker engages in misconduct, including fraud, negligence, unauthorized trading or any other type of deceptive activity, both the broker and their brokerage firm may be held liable for the customer’s financial losses. Stock broker fraud and misconduct can have devastating results and each stock market loss lawyer at Zamansky LLC is committed to helping victims obtain the financial recoveries that they deserve.

Leave a Reply

Your email address will not be published. Required fields are marked *